Ê« ԬƼ ǰƽ UBSAG³Ö¹É²éѯ Ê« ԬƼ ǰƽ UBSAG×îгֹÉÒ»ÀÀ

Ãû³Æ´úÂë	˵Ã÷
1.ºê»ù¼¯ÍÅ¿Ø¹É HK1718	Áõ»ÀÊ« ·½ºººè ÁºÎÄ÷ë ËղŠÚ÷Èðæ¿ ³ÂÈðÓŵÈÒ»ÖÂÐж¯ÈËÊ¿
2.XD²Êµûʵ SH603073	ΞêÓ¢ ²Ì·¼ ÉòΰÃñ ÕźìÐÇ ÑîÖÒÃ÷ ¹ËÁÖÏé »Æ½Ü(Эͬ2´Î) ³Âǰƽ(Эͬ2´Î) ÕÅÀïÀË ÕÅÀû·½
3.ÏÈ·æÐÂ²Ä SZ300163	Àɺ£ÌÎ ÑîÈ«Óñ ÐìÅå·É ¬ÏÈ·æ Áõ»Ûèå ÎÖÇíȺ ³ÂÓñÇà ÕŽ£²¨ ÔøÁ¢Ð ËÎÊ«
4.Õã½­¶«ÈÕ SH600113	ÎÂÖݶ«·½¼¯ÍÅÓÐÏÞ¹«Ë¾ ¶Îѧ¶« Ê©Ñà(Эͬ2´Î) ºÂÊ«èª(Эͬ2´Î) ºúÔÙ¸» ÕÅا¸» ºúÕþÒ» Éò»ª ÃÏÎÄÓ¨ ÉòÀÙ
5.¾§Èü¿Æ¼¼ BJ871981	ºîÊ«Òæ ºîÑ© Áõ¶«¼ª ¶«Îâ֤ȯ¹É·ÝÓÐÏÞ¹«Ë¾ ÑîÑÞϼ ×ÞÖÐ½Ü Õűó¾ü Ö£ÉÆ·¢ Ðì·É ³ÂάÑå
6.ºàµÏÒ©Òµ SZ301211	Ïã¸ÛÖÐÑë½áËãÓÐÏÞ¹«Ë¾ ÏÄÔÂÐË ÕÅÒå ÂÀ¼Ã¹ú ÕÅµÂ³É ¿Â²ýÒå ÁõÊ«±ò ÕÅêØ »Æ³É»± Öì·¼ÁÖ
7.¿µÏ£Í¨ÐÅ SH688653	ÕÔ¼ª ÕÔ½¨Æ½ ½­Î÷¿ÆÍú¿Æ¼¼ÓÐÏÞ¹«Ë¾ ÕÔÔÀ¾ü ·½Íú»ª Ñîºè¼Ñ ÕÔÄÜƽ ³ÂºÍÃñ Ëï×æÁÖ Ò¶Ê«Î°
8.ͬ»Ýµç×Ó BJ833509	ÕԺƻª ԬƼ(Эͬ2´Î) ¿ªÔ´Ö¤È¯¹É·ÝÓÐÏÞ¹«Ë¾ Íõ־ƽ Ëï²®ÀÖ ÈÎÀ϶þ Íõºã±ó ¸ßÖ¾Æë ÌÆ«h ³£ÖÝͬ´ïʵҵͶ×ʺϻïÆóÒµ(ÓÐÏ޺ϻï)
9.µÚÒ»Ò½Ò© SH600833	°ÙÁª¼¯ÍÅÓÐÏÞ¹«Ë¾ ¼ªÁÖ°½¶«Ò©Òµ¼¯ÍŹɷÝÓÐÏÞ¹«Ë¾ Ñî½øÁÖ Ê©Ñà(Эͬ2´Î) ÕÅÊ绪 ºÂÊ«èª(Эͬ2´Î) Öî²Ê·ï ÉϺ£´ï°²·¿²ú¿ª·¢ÓÐÏÞ¹«Ë¾ ÉϺ£ÄÏÉϺ£ÉÌÒµ·¿µØ²úÓÐÏÞ¹«Ë¾ ½­½ÜÃ÷
10.ÕýÏÒµçÆø SH688395	Í¿´Ó»¶ ÕÅÏþ¹â ºÎη »´°²Á¦´ïͶ×ʺϻïÆóÒµ(ÓÐÏ޺ϻï) ÉîÛÚÊÐÇ°º£ÒËÌÎ×ʲú¹ÜÀíÓÐÏÞ¹«Ë¾-Ç°º£ÒËÌκìÊ÷6ºÅ˽ļ֤ȯͶ×Ê»ù½ð ºØÓÐÁ¼ Ç®¼Ñƽ Íõ½¨ »Æʫʤ Õžê
11.¼ªºê¹É·Ý SZ002803	Ïã¸ÛÖÐÑë½áËãÓÐÏÞ¹«Ë¾ ׯºÆ ׯäø ¸ÓÖÝ·¢Õ¹ÈÚ×Ê×âÁÞÓÐÏÞÔðÈι«Ë¾ ºØ¾²Ó± Î÷²ØÓÀÔÃÊ«³¬ÆóÒµ¹ÜÀíÓÐÏÞ¹«Ë¾ ÏÃÃżªºê¿Æ¼¼¹É·ÝÓÐÏÞ¹«Ë¾-µÚÈýÆÚÔ±¹¤³Ö¹É¼Æ»® ÍõÑÇÅó Íõº£Óª ÕźÍƽ
12.¸»Í¨ÐÅÏ¢ SZ000836	Õã½­¸»Í¨¿Æ¼¼¼¯ÍÅÓÐÏÞ¹«Ë¾ Ìì½òöÎï¿Æ¼¼Í¶×ʼ¯ÍÅÓÐÏÞ¹«Ë¾ ÕÅÐ㠹˱ó ¹úÊÙÑøÀϲßÂÔ4ºÅ¹ÉƱÐÍÑøÀϽð²úÆ·-Öйú¹¤ÉÌÒøÐйɷÝÓÐÏÞ¹«Ë¾ ¸ßÊ¢¹«Ë¾ÓÐÏÞÔðÈι«Ë¾ UBSAG Ѧ½ðÓ À´¨ ÁººìÓ¥
13.½øÖǹ«¹²½»Í¨ HK0077	Skyblue Group Limited ÎéÈðÕä »ÆÁéРÂÞ»ÛÊ« »ÆÌìÈÊ »ÆÌìÔ£ »ÆÌìá° »ã·á¹ú¼ÊÐÅÍÐÓÐÏÞ¹«Ë¾ The Seven Capital Limited »ÆεÃô Å·ÜÆÈã Å·¿¡Ï£ »Æ»Ûо
14.ÌìÓ÷ÐÅÏ¢ SZ300205	Î÷²ØÁª´´ÓÀÔ´¹ÉȨͶ×ÊÓÐÏÞ¹«Ë¾-Î人ͬÓ÷Ͷ×ʺϻïÆóÒµ(ÓÐÏ޺ϻï) Î人¹â¹È´´ÒµÍ¶×Ê»ù½ðÓÐÏÞ¹«Ë¾ Î人»ªÖпƴó×ʲú¹ÜÀíÓÐÏÞ¹«Ë¾ Î人»ª¹¤´´ÒµÍ¶×ÊÓÐÏÞÔðÈι«Ë¾ ÃÏ½Ü·É ³Â»Ý·Ò ÎÌÓ­´º »ª¶«×Ð ÍõÊ«ÇÙ »ª´º·¼
15.Öмò¿Æ¼¼ SZ300777	³£ÖÝ»ªÌ©Í¶×ʹÜÀíÓÐÏÞ¹«Ë¾ ³£ÖÝÊÐÖмòÆóÒµ¹ÜÀíºÏ»ïÆóÒµ(ÓÐÏ޺ϻï) »ÆÏþ¾ü ÕÔÇÚÃñ ͨÓü¼Êõ´´ÒµÍ¶×ÊÓÐÏÞ¹«Ë¾-ͨÓü¼Êõ¸ß¶Ë×°±¸²úÒµ¹ÉȨͶ×Ê(Í©Ïç)ºÏ»ïÆóÒµ(ÓÐÏ޺ϻï) Öܽü³à ³£ÖÝÈýë·ÄÖ¯¼¯ÍÅÓÐÏÞ¹«Ë¾ ԬƼ(Эͬ2´Î) Ö£Ñ×À¤ Ñ¸Õ
16.×ÏöÎÒ©Òµ SZ002118	¶Ø»¯ÊпµÆ½Í¶×ÊÓÐÏÞÔðÈι«Ë¾ Öйú¹¤ÉÌÒøÐйɷÝÓÐÏÞ¹«Ë¾ÁøºÓÖ§ÐÐ ºú×æƽ ÁõÌÎ ·ðɽÊпƼ¼·õ»¯ºÏ»ïÆóÒµ(ÓÐÏ޺ϻï) Ö£ºÆ Íô½ðÇÅ UBSAG JPMORGANCHASEBANK NATIONALASSOCIATION ëѩ֥
17.Á¦ºÏ¿Æ´´ SZ002243	ÉîÛÚÇåÑÐͶ×ʿعÉÓÐÏÞ¹«Ë¾ ÉîÛÚÊÐͨ²ú¼¯ÍÅÓÐÏÞ¹«Ë¾ ±±¾©¼ÎʵԪ̩Ͷ×ÊÖÐÐÄ(ÓÐÏ޺ϻï) »Æ½Ü(Эͬ2´Î) ÉϺ£Ïéìã¿Æ¼¼·þÎñÓÐÏÞ¹«Ë¾ ÉîÛÚÊÐÓÀ׿Óù¸»×ʲú¹ÜÀíÓÐÏÞ¹«Ë¾-ÉîÛÚÊÐÓÀ׿ºã»ùͶ×ÊÆóÒµ(ÓÐÏ޺ϻï) ³Âǰƽ(Эͬ2´Î) ÀîÓÀÁ¼ Çå¿Ø´´ÒµÍ¶×ÊÓÐÏÞ¹«Ë¾ Ïã¸ÛÖÐÑë½áËãÓÐÏÞ¹«Ë¾
18.»ª¿µÒ½ÁÆ SZ301235	Ñô¹âÈËÊÙ±£ÏչɷÝÓÐÏÞ¹«Ë¾-·Öºì±£ÏÕ²úÆ· ÖØÇì½ðÆÖÒ½Áƽ¡¿µ·þÎñ²úÒµ¹ÉȨͶ×Ê»ù½ðºÏ»ïÆóÒµ(ÓÐÏ޺ϻï) ³Âº£½Ü ÎÞÎý¹úÁª´´ÐÂͶ×ÊÓÐÏÞ¹«Ë¾ ÕÂÕ×Àû ¹úÁªÖ¤È¯×ʹÜ-ÆÖ·¢ÒøÐÐ-¹úÁª»ª¿µÒ½ÁÆÔ±¹¤²ÎÓë´´Òµ°åÕ½ÂÔÅäÊÛ¼¯ºÏ×ʲú¹ÜÀí¼Æ»® ÁμÎÀ¤ ÕÅÄþ ÕÅÊ«Ãú À×µÀÔ°
19.ÏßÉÏÏßÏ SZ300959	ÍôÀ¤ ÎÞÎý¾þïͶ×ÊÓÐÏÞ¹«Ë¾ ºáÇÙ¹ã½ðÃÀºÃ»ù½ð¹ÜÀíÓÐÏÞ¹«Ë¾-¹ã½ðÃÀºÃ¼ÑÔÃ˽ļ֤ȯͶ×Ê»ù½ð ÉϺ£¼Îºè˽ļ»ù½ð¹ÜÀíÓÐÏÞ¹«Ë¾-¼Îºè°²Ì©3ºÅ˽ļ֤ȯͶ×Ê»ù½ð ÃÅÇì¾ê Фʫǿ ³ÂÌìÀÖ ÉϺ£¼Îºè˽ļ»ù½ð¹ÜÀíÓÐÏÞ¹«Ë¾-¼ÎºèÔ½¸£1ºÅ˽ļ֤ȯͶ×Ê»ù½ð ÀîºÍÁ¼ ÐíϲÉú
20.½­ÁåÆû³µ SZ000550	ÄϲýÊн­ÁåͶ×ÊÓÐÏÞ¹«Ë¾ FORD MOTOR COMPANY Ïã¸ÛÖÐÑë½áËãÓÐÏÞ¹«Ë¾ ½ðÐÒ ÕÐÉÌ֤ȯ(Ïã¸Û)ÓÐÏÞ¹«Ë¾ ÄÏ·½ÖÐÖ¤1000½»Ò×ÐÍ¿ª·ÅʽָÊý֤ȯͶ×Ê»ù½ð è¹È»ÐÂÐ˳ɳ¤Ê®Ò»ÆÚ˽ļ֤ȯͶ×Ê»ù½ð ½ðÊ«ÑÅ ÀîÒÙ·å ÐËÈ«ºÏÐË»ìºÏÐÍ֤ȯͶ×Ê»ù½ð(LOF)
21.ÒÚ¼ÎºÍ SH603666	Ö츶ÔÆ ÄϾ©ÈðÝí´´ÒµÍ¶×ʹÜÀíÖÐÐÄ(ÓÐÏ޺ϻï) Õž² ½­ËÕ»ªÌ©Õ½ÂÔÐÂÐ˲úҵͶ×Ê»ù½ð(ÓÐÏ޺ϻï) À¼ÐÂÁ¦ ÄϾ©Ê«½à´´ÒµÍ¶×ʹÜÀíÖÐÐÄ(ÓÐÏ޺ϻï) Ïã¸ÛÖÐÑë½áËãÓÐÏÞ¹«Ë¾ ÕÐÉÌÒøÐйɷÝÓÐÏÞ¹«Ë¾-ÄÏ·½ÖÐÖ¤1000½»Ò×ÐÍ¿ª·ÅʽָÊý֤ȯͶ×Ê»ù½ð ³ÌÃô ¹úÐÅ֤ȯ¹É·ÝÓÐÏÞ¹«Ë¾
22.È徺¿Æ¼¼ SZ301525	ÕÔ¼ÑÉú ¶«Ö¾¸Õ º£Í¨´´ÐÂ֤ȯͶ×ÊÓÐÏÞ¹«Ë¾ ÉϺ£±¦Ê«ÌÃÆóÒµ¹ÜÀíºÏ»ïÆóÒµ(ÓÐÏ޺ϻï) ½·ç ĪÈÚ ÉϺ£²©³Ø×ʲú¹ÜÀíÓÐÏÞ¹«Ë¾-¼ÎÐ˲©ÓйÉȨͶ×ʺϻïÆóÒµ(ÓÐÏ޺ϻï) ÉϺ£±¦ÖªÌÃÆóÒµ¹ÜÀíºÏ»ïÆóÒµ(ÓÐÏ޺ϻï) ÖйúÅ©ÒµÒøÐйɷÝÓÐÏÞ¹«Ë¾-¹úÌ©ÖÇÄÜÆû³µ¹ÉƱÐÍ֤ȯͶ×Ê»ù½ð ³Ì˼ң
23.Ê˾»¿Æ¼¼ SZ301030	ɽ¶«½­Ò贴ҵͶ×ÊÓÐÏÞ¹«Ë¾ ÉϺ£ÆÖ¶«·¢Õ¹ÒøÐйɷÝÓÐÏÞ¹«Ë¾-¹ã·¢¸ß¶ËÖÆÔì¹ÉƱÐÍ·¢Æðʽ֤ȯͶ×Ê»ù½ð ÖìÒ¶ ÇñÀû»ª ÐËÒµÒøÐйɷÝÓÐÏÞ¹«Ë¾-²©Ê±»ãÐ˻ر¨Ò»Äê³ÖÓÐÆÚÁé»îÅäÖûìºÏÐÍ֤ȯͶ×Ê»ù½ð ÖÜÏþƼ Öйú½¨ÉèÒøÐйɷÝÓÐÏÞ¹«Ë¾-Íò¼ÒÈ˹¤ÖÇÄÜ»ìºÏÐÍ֤ȯͶ×Ê»ù½ð Ìï־ΰ ³Â¹úÊ« ҶСºì
24.ºãΪ¿Æ¼¼ SH603496	ÉòÕñÓî ºúµÂÓ ÍõÏè ÖйúÒøÐйɷÝÓÐÏÞ¹«Ë¾-»ªÏÄÐÐÒµ¾°Æø»ìºÏÐÍ֤ȯͶ×Ê»ù½ð ÕÅÊ«³¬ ÉϺ£Ìí³ÈͶ×ʹÜÀíÓÐÏÞ¹«Ë¾-Ìí³ÈMAD¶÷»Û1ºÅ˽ļ֤ȯͶ×Ê»ù½ð »Æçù ÉϺ£Ó­Ë®Í¶×ʹÜÀíÓÐÏÞ¹«Ë¾-Ó­Ë®ºÏÁ¦12ºÅ˽ļ֤ȯͶ×Ê»ù½ð Ïã¸ÛÖÐÑë½áËãÓÐÏÞ¹«Ë¾ »ªÏÄ»ù½ð¹ÜÀíÓÐÏÞ¹«Ë¾-Éç±£»ù½ðËĶþ¶þ×éºÏ
25.ÒýÁ¦´«Ã½ SH603598	ÂÞÑÜ¼Ç ±±¾©ºÏ´´Ê¢ÊÀ¹ÜÀí×ÉѯºÏ»ïÆóÒµ(ÓÐÏ޺ϻï) ÉϺ£ÈªÇÅ˽ļ»ù½ð¹ÜÀíÓÐÏÞ¹«Ë¾-ȪÇų¤ºç1ºÅ˽ļ֤ȯͶ×Ê»ù½ð Barclays Bank PLC ÈÎÊ«´º MORGAN STANLEY & CO. INTERNATIONAL PLC. ¸ßÊ¢¹ú¼Ê-×ÔÓÐ×ʽð ÎâÅàΰ UBS AG ÉÛΰ
26.½ðÁê·¹µê SH601007	ÄϾ©½ðÁê·¹µê¼¯ÍÅÓÐÏÞ¹«Ë¾ SHING KWAN INVESTMENT (SINGAPORE) PTE LTD ½­ËÕ½»Í¨¿Ø¹ÉÓÐÏÞ¹«Ë¾ ½­ËÕ·ï»ËÎÄ»¯Ã³Ò×¼¯ÍÅÓÐÏÞ¹«Ë¾ ÖйúÒøÐйɷÝÓÐÏÞ¹«Ë¾-¸»¹úÖÐÖ¤ÂÃÓÎÖ÷Ìâ½»Ò×ÐÍ¿ª·ÅʽָÊý֤ȯͶ×Ê»ù½ð Ê«ÈðµÂ¾Æµê¹ÜÀí(ÉϺ£)ÓÐÏÞ¹«Ë¾ ÄϾ©°î³Û°Ù»õóÒ×ÓÐÏÞ¹«Ë¾ Íõ¿¥ Ñî»Ô Îâì¿
27.ºçÈí¿Æ¼¼ SH688088	ºçÈó×ʱ¾¹ÜÀíÓÐÏÞ¹«Ë¾ ÄϾ©ÈðÁªÐÂÐ˲úҵͶ×Ê»ù½ðºÏ»ïÆóÒµ(ÓÐÏ޺ϻï) ºçÑïÈ«ÇòÓÐÏÞ¹«Ë¾ º¼ÖݺçÁ¦Í¶×ʹÜÀíºÏ»ïÆóÒµ(ÓÐÏ޺ϻï) ºçÓîÓÐÏÞ¹«Ë¾ º¼ÖݺçÀñͶ×ʹÜÀíºÏ»ïÆóÒµ(ÓÐÏ޺ϻï) ÈðÖÚÈËÊÙ±£ÏÕÓÐÏÞÔðÈι«Ë¾-×ÔÓÐ×ʽð Òø»ª»ù½ð-ÖйúÈËÊÙ±£ÏչɷÝÓÐÏÞ¹«Ë¾-´«Í³ÏÕ-Òø»ª»ù½ð¹úÊٹɷݳɳ¤¹ÉƱ´«Í³¿É¹©³öÊÛµ¥Ò»×ʲú¹ÜÀí¼Æ»® ÁÖÊ«ÞÈ Ïã¸ÛÖÐÑë½áËãÓÐÏÞ¹«Ë¾
28.ºÀÔû¤Àí SH605009	ÀîÖ¾±ë ÖìÍþÀò ÀîÊ«Ô´ º¼ÖÝÏ£ÍûÖÚ´´ÊµÒµÍ¶×ʺϻïÆóÒµ(ÓÐÏ޺ϻï) Ïã¸ÛÖÐÑë½áËãÓÐÏÞ¹«Ë¾ º¼ÖݺÀÔû¤ÀíÓÃÆ·¹É·ÝÓÐÏÞ¹«Ë¾»Ø¹º×¨ÓÃ֤ȯÕË»§ ÎÂÖÝê±Ì©Í¶×ÊÆóÒµ(ÓÐÏ޺ϻï) Ì©¿µÈËÊÙ±£ÏÕÓÐÏÞÔðÈι«Ë¾-·Öºì-¸öÈË·Öºì-019L-FH002»¦ Ì©¿µÈËÊÙ±£ÏÕÓÐÏÞÔðÈι«Ë¾-´«Í³-ÆÕͨ±£ÏÕ²úÆ·-019L-CT001»¦ ÕÐÉÌÒøÐйɷÝÓÐÏÞ¹«Ë¾-ÄÏ·½ÖÐÖ¤1000½»Ò×ÐÍ¿ª·ÅʽָÊý֤ȯͶ×Ê»ù½ð

XD²Êµûʵ10´óÁ÷ͨ¹É¶«

ÏÈ·æвÄ10´óÁ÷ͨ¹É¶«

Õã½­¶«ÈÕ10´óÁ÷ͨ¹É¶«

ºàµÏÒ©Òµ10´óÁ÷ͨ¹É¶«

¿µÏ£Í¨ÐÅ10´óÁ÷ͨ¹É¶«

µÚÒ»Ò½Ò©10´óÁ÷ͨ¹É¶«

ÕýÏÒµçÆø10´óÁ÷ͨ¹É¶«

¼ªºê¹É·Ý10´óÁ÷ͨ¹É¶«

¸»Í¨ÐÅÏ¢10´óÁ÷ͨ¹É¶«

ÌìÓ÷ÐÅÏ¢10´óÁ÷ͨ¹É¶«

Öмò¿Æ¼¼10´óÁ÷ͨ¹É¶«

×ÏöÎÒ©Òµ10´óÁ÷ͨ¹É¶«

Á¦ºÏ¿Æ´´10´óÁ÷ͨ¹É¶«

»ª¿µÒ½ÁÆ10´óÁ÷ͨ¹É¶«

ÏßÉÏÏßÏÂ10´óÁ÷ͨ¹É¶«

½­ÁåÆû³µ10´óÁ÷ͨ¹É¶«

ÒڼκÍ10´óÁ÷ͨ¹É¶«

È徺¿Æ¼¼10´óÁ÷ͨ¹É¶«

Ê˾»¿Æ¼¼10´óÁ÷ͨ¹É¶«

ºãΪ¿Æ¼¼10´óÁ÷ͨ¹É¶«

ÒýÁ¦´«Ã½10´óÁ÷ͨ¹É¶«

½ðÁê·¹µê10´óÁ÷ͨ¹É¶«

ºçÈí¿Æ¼¼10´óÁ÷ͨ¹É¶«

ºÀÔû¤Àí10´óÁ÷ͨ¹É¶«
Ê« ԬƼ ǰƽ UBSAG¹ÉƱµ¥Ãû,Äã¿ÉÒÔ°ÑÒÔϹÉƱ´úÂ븴ÖƲ¢µ¼Èëµ½ÄãµÄͨ´ïÐŵȽ»Ò×Èí¼þµÄ×Ô¶¨Òå°å¿éÖÐÈ¥½øÐзÖÎö
HK1718 603073 300163 600113 BJ871981 301211 688653 BJ833509 600833 688395 002803 000836 HK0077 300205 300777 002118 002243 301235 300959 000550 603666 301525 301030 603496 603598 601007 688088 605009 Ê« ԬƼ ǰƽ UBSAG×îгֹɲéѯ Ê« ԬƼ ǰƽ UBSAG×îгֹÉÒ»ÀÀ Ê« ԬƼ ǰƽ UBSAG³Ö¹ÉÃ÷ϸ »Æ½Ü ³Âǰƽ Ê©Ñà ºÂÊ«èª Ê« ԬƼ ǰƽ UBSAG×îгֹɲéѯ Ê« ԬƼ ǰƽ UBSAG×îгֹÉÒ»ÀÀ Ê« ԬƼ ǰƽ UBSAG³Ö¹ÉÃ÷ϸ »Æ½Ü ³Âǰƽ Ê©Ñà ºÂÊ«èª ³Ö¹É